Search for: "Lt. Hendrickson"
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8 Jan 2020, 5:08 am
Plan sponsors will need to understand their choices, do due diligence and document reasons for […] The post How the SEC’s Reg BI Will Affect Retirement Plan Sponsors and Participants, <;I>PlanSponsor</I>, ft. [read post]
2 Jun 2020, 5:43 am
The post Participants in fully funded plans can’t bring ERISA suits – ruling, <i>Pensions & Investments</i>, ft. [read post]
2 Jun 2020, 5:21 am
Bank Ruling Has Constitutional Implications, <;i>PlanAdvisor</i>, ft. [read post]
23 Jun 2020, 5:11 am
Nancy Hendrickson, co-chair of financial services practice group at Kaufman Dolowich & Voluck, says she believes the decision […] The post Supreme Court: SEC can recoup ill-gotten profits, with caveats, <i>Compliance Week</i>, ft. [read post]
16 Jan 2020, 4:28 am
Nancy Hendrickson appeared first on Kaufman Dolowich Voluck LLP. [read post]
23 Jun 2020, 12:23 pm
“It will limit the financial ruin the SEC […] The post Supreme Court limits SEC’s ability to mete out ‘financial ruin’ via disgorgement, <i>Investment News</i>, ft. [read post]
25 Oct 2019, 8:34 am
Discussing potential outcomes with PLANADVISER, Hendrickson says she was not surprised that the District […] The post ‘Smart Money’ Says 2nd Circuit Won’t Halt SEC Regulation Best Interest, <;I>PlanAdvisor</I>, ft. [read post]
9 Aug 2019, 5:38 am
” And putting an […] The post No ‘Thank You’: In Morgan Stanley setback, judge won’t extend advisor TRO, <I>On Wall Street Financial Planning</I>, ft. [read post]
13 Oct 2023, 4:00 am
National/Federal Ex-Treasurer for Rep. [read post]
8 Oct 2021, 4:00 am
National/Federal Court Orders FEC to Rule on Complaints Against NRA’s Alleged Campaign Coordination Scheme MSN – Soo Rin Kim (ABC News) | Published: 10/1/2021 A federal court ordered the FEC to rule on pending complaints that allege the National Rifle Association (NRA) used shell entities to illegally coordinate campaign spending with federal candidates, including with the 2016 presidential campaign of Donald Trump. [read post]
1 Dec 2023, 3:00 am
National/Federal Antagonisms Flare as Red States Try to Dictate How Blue Cities Are Run MSN – Molly Hennessy-Fiske (Washington Post) | Published: 11/27/2023 Despite long advocating small government and local control, Republican governors and legislators across a significant swath of the country are increasingly overriding the actions of Democratic cities – removing elected district attorneys or threatening to strip them of power, taking over election offices, and otherwise… [read post]
19 Apr 2024, 3:00 am
National/Federal Ex-Congressman Asks 11th Circuit to Toss Six-Figure Campaign Finance Penalty Courthouse News Service – Kayla Gogging | Published: 4/16/2024 Former U.S. [read post]
